Privacy

Certuity, LLC has adopted this policy in recognition that protecting the privacy and security of the personal information we obtain about our customers is an important responsibility. We also know that you expect us to provide services to you in an accurate and efficient manner. To do so, we must collect and maintain certain personal information about you. We want you to know what information we collect and how we use and safeguard that information.

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. 

This information can include: 

  • Social Security number
  • Income
  • Assets
  • Wire transfer instructions
  • Transaction history
  • Account balances

When you are no longer our customer, we continue to share information about you as described in this notice.

How?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Certuity chooses to share and whether you can limit this sharing.

Reasons We Can Share Your Personal Information:

For our everyday business purposes – such as to process your transactions, maintain your accounts(s) or respond to court orders and legal investigations.

  • Does Certuity Share? Yes
  • Can You Limit This Sharing? No

For our marketing purposes – to offer our products and services to you.

  • Does Certuity Share? No
  • Can You Limit This Sharing? We do not share

For joint marketing with other financial companies

  • Does Certuity Share? No
  • Can You Limit This Sharing? We do not share

For our affiliates’ everyday business purposes – information about your transactions and experiences.

  • Does Certuity Share? No
  • Can You Limit This Sharing? We do not share

For our affiliates’ everyday business purposes – information about your creditworthiness.

  • Does Certuity Share? No
  • Can You Limit This Sharing? We do not share

For nonaffiliates to market to you.

  • Does Certuity Share? No
  • Can You Limit This Sharing? We do not share
Questions?

Call (561) 486-0065, Visit www.certuity.com

What We Do

How does Certuity protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Certuity collect my personal information?

We collect your personal information, for example, when you: 

  • Enter into an investment advisory contract
  • Seek financial advice
  • Make deposits or withdrawals from your account
  • Tell us about your investment or retirement portfolio
  • Give us your contact information

When you visit our website, cookies and similar technologies may be used by our online data partners or vendors to associate these activities with other personal information they or others have about you, including by association with your email. We may then send communications and marketing via email.

Why can’t I limit all sharing?

Federal law gives you the right to limit only: 

  • Sharing for affiliates’ everyday business purposes – information about your creditworthiness
  • Affiliates from using your information to market to you
  • Sharing for non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions

Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies. 

The only Affiliates Certuity has are certain private funds managed by Certuity.

Non-affiliates

Companies not related by common ownership or control. They can be financial and nonfinancial companies. 

Certuity does not share with non-affiliates so they can market to you.

Joint Marketing

A formal agreement between non-affiliated financial companies that together market financial products or services to you. 

Certuity does not jointly market.