Certuity Recognized in Financial Planning’s RIA Leaders 2023: Top 150 Fee-Only List

December 2023 – Certuity is one of 150 RIA Firms listed in Financial Planning’s RIA Leaders 2023: Top 150 Fee-Only List.

FP’s data partner for the RIA Leaders feature, COMPLY, produced the rankings by applying the following six criteria to firms’ required SEC Form ADV filings in July 2023.

  • Firms must have zero registered representatives of a broker-dealer.
  • At least 50% of the firm’s clients must be individuals or high net worth individuals.
  • Firms must not list commissions as a compensation arrangement.
  • Firms must have more than zero financial planning clients.
  • Firms must not list commission-taking businesses in “other business activities.”
  • Firms cannot be affiliated under common ownership with commission-taking businesses.

Certuity provides a holistic approach to wealth management, legacy planning and family office services. Certuity’s independent structure, objective platform and underlying fiduciary duty differentiate it from a majority of traditional wealth management firms with inherent conflicts of interest.

Certuity and its advisors have been recognized in Barron’s Top U.S. Advisors Ranked by State 2014-2023 and America’s Top 100 Independent Advisors 2016-2019, Forbes’ Top Women Advisors 2020-2021 and Best-in-State Advisors 2020-2023, The Financial Times Top 300 Financial Advisors 2015-2020, Financial Advisors Magazine’s Top 50 Fastest Growing Firms 2013 & 2019 and RIA Ranking 2019-2022, Citywire RIA’s Fasted Growers Across America 2023, and the Los Angeles Business Journal’s Banking and Finance Visionaries 2021-2023.

Certuity has offices in New York City, North Palm Beach, San Francisco, Manhattan Beach and Santa Monica.